FSA Final Guidance 12/15 – SRI implications and comments

The FSA has recently published its Final Guidance 12/15 ‘Retail Distribution Review: Independent and restricted advice’.

This is an important document for the retail financial advisory community, but it is also important for those with an interest in SRI related financial advice – which is mentioned a number of times in the report.

Open the pdf  below for a link to the FSA paper, excerpts from the paper and  my thoughts on how it may impact the ethical and ‘sustainable and responsible investment’ advice world.

Click here to download pdf commentary and analysis of FSA FG 12/15.






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